Disclaimer and Risk Factors

Brainstomerz Research and Data Analytics Private Limited (hereinafter referred to as “the Company”) is a SEBI Registered Research Analyst bearing registration number INH000009719 under SEBI (Research Analyst) Regulations, 2014. The registered address of the company is 401 & 402, Airawat Building, Plot No. 12B, S. No. 6/1/7, Baner, Pune 411045.

The Company has neither been suspended nor debarred from doing business by any Stock Exchanges/ SEBI or any other authorities; nor has its certificate of registration been canceled by SEBI at any point in time. The Company is not engaged in merchant banking, investment banking, or any brokerage services.

Unless otherwise stated, the percentage returns displayed in any written or marketing material or on the platform www.brainstormerz.in are absolute, point-to-point returns unless otherwise expressly stated. Reports or research material prepared by the company are not to be construed as an offer to buy/ sell or the solicitation of an offer to buy/ sell any security in any jurisdiction where such offer or solicitation would be illegal.

Reports or research material prepared by the company do not constitute a personal recommendation or take into consideration the particular investment objectives, financial situation, risk profile, and needs of individual clients.

The content and data available in the material prepared by the company and on the platform www.brainstormerz.in, including but not limited to the index value, return numbers and rationale are for information and illustration purposes only.

Charts and performance numbers might include simulated results calculated via a standard methodology and do not include the impact of transaction fees and other related costs. Data used for the calculation of historical returns and other information is provided by approved third-party data vendors and has neither been audited nor validated by the Company.

Information present in the material prepared by the company and on the platform www.brainstormerz.in shall not be considered as a recommendation or solicitation of an investment or investment strategy. Investors are responsible for their investment decisions and are responsible to validate all the information used to make the investment decision. Investors should understand that his/ her investment decision is based on personal investment needs and risk tolerance, and information presented in the material prepared by the company and on the website of the company is one among many other things that should be considered while making an investment decision.

The platform does not offer any algo-based automated trades and forward-looking performance. The platform does not assign any rating to any product/offering. To check how we calculate returns, please check our FAQs at www.alphaniti.com/faq.

Past performance does not guarantee future returns and performances of the portfolios created by the company are subject to market risk and there is a possibility of permanent loss of capital. No future returns/ performance is computed and displayed on the platform at any time. Investments in the securities market are subject to market risks and there is a possibility of permanent loss of capital, hence investors should read all the related documents carefully before investing. Derivatives are sophisticated investment products. The value of the investments in the Products may be affected generally by factors affecting financial markets, such as price and volume, volatility in interest rates, currency exchange rates, changes in regulatory and administrative policies of the Government, or any other appropriate authority (including tax laws) or other political and economic developments.

The investor is requested to take into consideration all the risk factors before actually trading in derivative contracts. While we endeavor to update the information/ material on various products and reports created by us, on a reasonable basis, there may be regulatory, compliance, or other reasons that prevent us from doing so.

We and our Associates, Officers, Directors, and Employees, Research Analyst (including relatives) worldwide may: (a) from time to time, have long or short positions in, and buy or sell the securities thereof, of the company(ies) forming part of the products or reports created by the company or (b) may have another potential/ material conflict of interest with respect to any company(ies) in various products or reports created by the company. Any such positions of conflict of interest will be appropriately disclosed and dealt with in accordance with applicable law.

Neither the Company nor any of its holding company, associate concerns or affiliates or their respective directors, employees, or representatives shall be liable for any direct, indirect, special, incidental, consequential, punitive, or exemplary damages, including lost profits arising in any way from the information contained in this material.

Any sort of graphical representations, recommendations, feedback and reviews, provided on the platform, are in no way, either a guarantee for the performance of the funds or an assessment of the fund’s, or the fund’s underlying securities’ creditworthiness. The Company does not furnish any guarantees, warranties, or representations, express or implied, on products offered through the platform. The Company accepts no liability for any damages or losses however caused, in connection with investments made through the platform.

The Company does not provide any promise or assurance of favorable view for a particular industry or sector or business group in any manner. The investor is requested to take into consideration all the risk factors including their financial condition, suitability to risk-return profile, and take professional advice before investing. The analysts for various products or reports created by the company certify that all information/ material therein accurately reflect his or her personal views about the subject company or companies and its or their securities, and no part of his or her compensation was, is, or will be, directly or indirectly related to the company(ies) in various products or reports created by the company. No part of this material may be duplicated in any form and/ or redistributed without the prior written consent of the Company.

The information contained on this Platform should not be reproduced or redistributed or passed on directly or indirectly as advice on behalf of the Company or in any form to any other person or published, copied, in whole or in part, for any purpose.

Refund Policy

All users will be entitled to a full refund, if requested within 72 hours of subscription for the products/ offerings under the purview of Brainstomerz Research and Data Analytics Private Limited. We request users to reach out at +91 9156634508 or write to customercare@brainstormerz.in for the same.

Compliance with Chapter III of THE SECURITIES AND EXCHANGE BOARD OF INDIA (RESEARCH ANALYSTS) REGULATIONS, 2014

We have complied with Chapter III of THE SECURITIES AND EXCHANGE BOARD OF INDIA (RESEARCH ANALYSTS) REGULATIONS, 2014

We have an internal policy and control procedures for the Research analyst(s) governing the dealing and trading by any research analyst for:

addressing actual or potential conflict of interest arising from such dealings or trading of securities of the subject company.
promoting objective and reliable research that reflects the unbiased view of the research analyst; and
preventing the use of research reports or research analyses to manipulate the securities market.

We have appropriate mechanisms in place to ensure the independence of the research activities from our other business activities.
Personal trading activities of the individuals employed as research analysts by the Company are monitored, recorded and wherever necessary, are subject to a formal approval process.
We have proper mechanisms in place to ensure that research analysts employed by the Company do not deal or trade in securities that the research analysts recommend or follow within thirty days before and five days after the publication of a research report.
We have proper mechanisms in place to ensure that the Research analysts employed by the Company do not deal or trade directly or indirectly in securities that he reviews in a manner contrary to his given recommendation.
Notwithstanding anything mentioned in points 4 and 5, such restrictions to trade or deal in securities may not apply in case of significant news or event concerning the subject company or based upon an unanticipated significant change in the personal financial circumstances of the research analyst, subject to prior written approval as per the terms specified in the approved internal policies and procedures.
As we are not engaged in providing Merchant Banking services or Investment Banking services or brokerage services transactions, Clause 17 of Chapter III of The SECURITIES AND EXCHANGE BOARD OF INDIA (RESEARCH ANALYSTS) REGULATIONS, 2014 is not applicable to us.
As we are not engaged in providing Merchant Banking services or Investment Banking services, subclause 1 to 6 of Clause 18 of Chapter III of The SECURITIES AND EXCHANGE BOARD OF INDIA (RESEARCH ANALYSTS) REGULATIONS, 2014 is not applicable to us.
We have robust internal policies to monitor that the Company maintains an adequate documentary basis, supported by research, for preparing a research report.
We ensure that the Research analyst does not provide any promise or assurance of favourable review in the research reports to a company or industry or sector or group of companies or business group as consideration to commence or influence a business relationship or for the receipt of compensation or other benefits.
The Research analyst has not issued a research report that is not consistent with his/her views regarding a subject company.
The Company ensures that the Research analysts are separate from other group employees who are performing any distribution related or Investment advisory related or Portfolio Management services, or any other activity that may affect the independence of its research report.
The Company wherever required has fully disclosed all the material information about itself including its business activity, disciplinary history, the terms and conditions on which it offers research reports, details of associates and such other information as is necessary to take an investment decision, including the following:

whether the research analyst or research entity or his associate or his relative has any financial interest in the subject company and the nature of such financial interest.
whether the research analyst or research entity or its associates or relatives have actual/beneficial ownership of one percent. or more in securities of the subject company, at the end of the month immediately preceding the date of publication of the research report or date of the public appearance.
whether the research analyst or research entity or his associate or his relative, has any other material conflict of interest at the time of publication of the research report or at the time of public appearance;
whether it or its associates have received any compensation from the subject company in the past twelve months.
whether it or its associates have received any compensation for products or services other than investment banking or merchant banking or brokerage services from the subject company in the past twelve months.
whether it or its associates have received any compensation or other benefits from the subject company or third party in connection with the research report.
whether it or its associates have received any compensation from the subject company in the past twelve months.
whether the research analyst has served as an officer, director or employee of the subject company;

The Company has an internal approval process to ensure that facts in its research reports are based on reliable information and shall define the terms used in making recommendations, and these terms shall be consistently used.
The Company maintains an arms-length relationship between its research activity and other activities.
The Company has abided by the Code of Conduct as specified in the Third Schedule (Refer Below).
The employees have always complied with the certification and qualification requirements under regulation 7 of The SECURITIES AND EXCHANGE BOARD OF INDIA (RESEARCH ANALYSTS) REGULATIONS, 2014.

CODE OF CONDUCT FOR RESEARCH ANALYST

The organisation has complied with the following Code of Conduct for Research Analysts as mentioned in Chapter III of THE SECURITIES AND EXCHANGE BOARD OF INDIA (RESEARCH ANALYSTS) REGULATIONS, 2014 -

Honesty and Good Faith – The Research analyst shall act honestly and in good faith.
Diligence – The Research analyst or research entity shall act with due skill, care and diligence and shall ensure that the research report is prepared after thorough analysis.
Conflict of Interest – The Research analyst or research entity shall effectively address the conflict of interest which may affect the impartiality of its research analysis and a research report and shall make appropriate disclosures to address the same
Insider Trading or front running – The research analyst or research entity or its employees shall not engage in insider trading or front running or front running of its own research report.
Confidentiality – The research analyst or research entity or its employees shall maintain the confidentiality of the report till the report is made public.
Professional Standard – The research analyst or research entity or its employees engaged in research analysis shall observe high professional standards while preparing the research reports.
Compliance – The research analyst or research entity shall comply with all regulatory requirements applicable to the conduct of its business activities.
Responsibility of senior management - The senior management of research analyst or research entity shall bear primary responsibility for ensuring the maintenance of appropriate standards of conduct and adherence to proper procedures.

Contact Us:

Website: www.brainstormerz.in | Email: customercare@brainstormerz.in | Tel: +91 9156634508

Corporate and Registered Address: 401 & 402, Airawat Building, Plot No. 12B, S. No. 6/1/7, Baner, Pune 411045.

RA Registration SEBI Number: INH000009719

For Queries/Grievances - Email – customercare@brainstormerz.in